U.S. Sources
U.S. Regulating Agencies
- Bureau of Alcohol, Tobacco, Firearms & Explosives (ATF)
- Bureau of Industry and Security (BIS)
- Census Bureau
- Customs and Border Protection (CBP)
- DEA’s Diversion Control Program
- Department of Energy (DOE)
- Directorate of Defense Trade Controls (DDTC)
- Nuclear Regulatory Commission (NRC)
- Office of Foreign Assets Control (OFAC)
- Office of Regional Security and Arms Transfers (RSAT)
- U.S. Patent and Trademark Office (USPTO)
U.S. Export Regulations, Schedules, Guidelines, & Notices
- The International Traffic in Arms Regulations (ITAR)
- Arms Export Control Act (AECA)
- Directorate of Defense Trade Controls (DDTC) – Compliance Program Guidelines
- The United States Munitions List (USML)
- Federal Register Notices (FRNs)
- Export Administration Regulations (EAR)
- Export Control Reform Act (ECRA)
- Commerce Control List (CCL)
- Commerce Department, Bureau of Industry & Security (BIS) - Export Compliance Guidelines
- Foreign Trade Regulations (FTR)
- U.S. Treasury Department, Office of Foreign Assets Controls (OFAC) – Regulations for the Financial Community
- U.S. Justice Department – Evaluation of Corporate Compliance Programs
- NNSA - Guidance/Assistance to Foreign Atomic Energy Activities
European Sources
EU Regulating Agencies
EU Export Regulations, Schedules, Guidelines, & Notices
- Dual-Use Trade Controls
- Official Journal of the European Union
- EU Dual-use Regulation (EU) 2021/821
- Council Decision (CFSP) 2019/1560 amending Common Position 2008/944/CFSP defining common rules governing control of exports of military technology and equipment
- Directive 2009/43/EC - Transfers of defence-related products within the Community
- European Commission – EU Guidance on Best Practices for Internal Compliance Programmes (in draft)
Restricted Parties Lists
National Export Controls/Regimes & Guidelines
- France-Ministry of Europe and Foreign Affairs
- Germany-BAFA
- German Federal Office for Economic Affairs and Export Control (BAFA) – Internal Compliance Programmes – ICP
- Greece-Ministry of Development and Investments
- Italy-Ministry of Foreign Affairs Munitions Licensing Unit /Ministry of Economic Development Export Control
- Netherlands-Ministry of Foreign Affairs
- Netherlands Ministry of Foreign Affairs - Guidelines for compiling an Internal Compliance Programme for Strategic Goods, Torture Goods, Technology and Sanctions
- Netherlands Ministry of Defense – ABDO 2019 (“General Security Requirements for Defense Contracts”)
- U.K.-Export Control Joint Unit
- UK Export Control Organization – Compliance Code of Practice
